Work with Me

I provide independent, high-level support on regulatory and compliance matters to AIFMs, management companies, and professionals operating in the Luxembourg financial sector.

With over a decade of experience and multiple mandates as Conducting Officer, MLRO, and Compliance Officer, I offer pragmatic, regulator-aligned solutions tailored to the operational realities of alternative investment structures.

I am ACAMS-certified and regularly interact with the CSSF in the context of inspections, remediation processes, and day-to-day regulatory obligations.

Services

Regulatory Compliance & AML Advisory

  • Gap assessments and remediation plans
  • AML/CFT framework design and implementation
  • Risk assessment methodologies and documentation
  • Drafting and reviewing of compliance policies and procedures
  • Preparation and submission of RC/RR annual reports

CSSF Communication & Support

  • Handling formal and informal requests from the CSSF
  • Drafting responses and supporting documentation
  • Advisory on regulatory inspections and follow-up actions
  • Operational implementation of regulatory updates (MiCA, AIFMD, SFDR, etc.)

External Mandates

  • Responsable du Contrôle (RC)
  • Ad hoc or interim support for compliance functions

Board &Governance Advisory

  • Independent directorship mandates
  • Review and enhancement of board reporting and escalation processes
  • Strategic advice during fund structuring, onboarding, or regulatory transition phases

Approach

I work with a limited number of clients to ensure responsiveness, discretion, and quality.

All engagements begin with a preliminary discussion to understand your needs. If there is a mutual fit, I will provide a clear proposal — either on a fixed-fee or retainer basis, depending on scope and urgency.

Contact

To schedule an introductory call or request a proposal:

📧 diego.ofano@icloud.com
📞 Available upon request
🌍 Based in Luxembourg, operating across EU jurisdictions

Who I Work With

  • AIFMs and management companies
  • Board members and conducting officers
  • Compliance and risk managers
  • Legal and advisory firms requiring regulatory support