Tag: technology

DORA Explained: ICT Third-Party Risk Management Strategy (Part 3)

If you enjoy reading our articles and want to support our mission of sharing valuable insights on AML and investment funds, the easiest way to help is by subscribing to our Fundiligence newsletter. For us it is very important, for you it is FREE. Managing ICT Third-Party Risk under DORA The strategy for managing ICT third-party risk under DORA includes a policy specifically designed for … Continue reading DORA Explained: ICT Third-Party Risk Management Strategy (Part 3)

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DORA explained: Principles of Proportionality and Due Diligence process (Part 1)

If you enjoy reading our articles and want to support our mission of sharing valuable insights on AML and investment funds, the easiest way to help is by subscribing to our Fundiligence newsletter. For us it is very important, for you it is FREE. The Digital Operational Resilience Act, adopted by the European Union in December 2021, requires full implementation by January 17, 2025. Developed … Continue reading DORA explained: Principles of Proportionality and Due Diligence process (Part 1)

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DORA Act: Implications for Luxembourg’s Investment Fund Managers on delegation to third-parties

This article analyses the future impact of this regulatory development for Alternative Investment Fund Managers (AIFMs) in Luxembourg and the necessary controls and challenges for AIFMS and compliance officers are likely to face. This regulation requires AIFMs to evaluate and manage the digital operational risks associated with their activities and those of their service providers and delegates. Continue reading DORA Act: Implications for Luxembourg’s Investment Fund Managers on delegation to third-parties

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